Create Account
Register at Baffin Advisors.
Baffin Advisors LLC is a ‘registered investment adviser’ with the SEC. Our firm number at the SEC is 151202, and our regulatory filing can be found atwww.adviserinfo.sec.gov.
SEC registration is an obligation due to the place and type of business. Baffin Advisors LLC and its parent company are based in the United States of America, and comply by the laws, rules and regulations of that country.
Baffin Advisors LLC is fully owned by the Baffin Capital Group LLC, which is majority owned by the managing partner of Baffin Advisors LLC. To download our Form ADV Part 2 (Brochure) click on SEC Registration.
Neither Baffin Advisors LLC nor its parent company are affiliated with a broker dealer, neither owns or it is owned in any direct or indirect way by a broker dealer. Moreover, neither Baffin Advisors LLC nor its parent company have any commercial relationship with a broker dealer. Our only source of revenues is our clients’ compensation, consistent with our SEC registration. Our clients have total access to our tax and regulatory filings.
Baffin Advisors LLC does not produce research. Our ideas (as published in this site) are purely for informational purposes, and do not constitute an investment recommendation.
Baffin Advisors LLC does not sell securities, nor does it act as an intermediary of securities. It is purely an investment advisory firm.
The information on this web site does not constitute an offer of investment advisory services by the Adviser or any of its affiliates. This web site has been prepared for informational purposes only, and it is not intended to provide specific investment advice or recommendations to any particular recipient. This document does not constitute an offer of Common Shares in the Fund; any such offering will be made solely pursuant to the Fund’s explanatory memorandum. An investment in the Common Shares of the Fund is suitable only for qualified investors that fully understand the risks of such an investment. Before making an investment in the Common Shares of the Fund, investors are advised to thoroughly and carefully review the Fund’s explanatory memorandum with their financial, legal and tax advisors to determine whether an investment is suitable for them.
